Compliance Intern

Valmark Financial Group is seeking a motivated and detail-oriented Compliance Intern to join the team. This is an excellent opportunity for students interested in gaining hands-on experience in regulatory compliance within the financial services industry, specifically in areas governed by FINRA and SIPC. The Compliance Internship provides direct exposure to the day-to-day operations of a Broker-Dealer, Registered Investment Adviser (RIA), and Insurance Agency, helping students develop practical skills in monitoring, reviewing, and enforcing compliance standards. This experience also serves as a strong foundation for preparing for industry licensing exams such as the SIE, Series 7, and Series 24.

Job Summary:

As a Compliance Intern, you will play a supportive and impactful role in the day-to-day operations of our Compliance department. Working closely with Compliance Examiners and the Director of Compliance, you’ll gain insight into the regulatory landscape of financial services and the inner workings of a branch office. This role offers a meaningful opportunity to apply academic knowledge in a professional setting, develop industry-relevant skills, and build a strong foundation for a future career in compliance, supervision, or financial services operations.

Essential Functions and Responsibilities:

• Assist with responding to internal and external compliance-related inquiries across our three core business lines: Broker-Dealer, Registered Investment Adviser (RIA), and Insurance Agency
• Collaborate with supervisors and clients to identify potential compliance red flags and provide training support as needed
• Conduct reviews of Registered Representatives’ incoming/outgoing correspondence, including emails and social media content
• Support the review and approval process for advertising and marketing materials submitted by representatives

Related Qualities:

Our ideal candidate has the following qualities:

• Exceptional attention to detail and accuracy
• Process-driven with the ability to follow structured workflows
• Highly organized and methodical in approach
• Strong verbal and written communication skills
• Naturally curious, eager to learn, and open to new challenges
• Receptive to constructive feedback and committed to continuous improvement
• Positive attitude with the ability to build relationships and work collaboratively

Requirements:

Candidates must be currently enrolled in college seeking a degree. Degrees such as Business Administration, Organizational Supervision and Surveillance, or Finance are preferred but not required. Candidates mut be available to commit 16-24 hours per week onsite in Akron, OH during the fall/spring semesters and 25-40 hours per week onsite in Akron, OH during the summer months.

Pay Range: $20 per hour

Posted: Monday, November 3, 2025

Job # 189